Anti-Money Laundering (AML) Compliance

“Money laundering is a very sophisticated crime and we must be equally sophisticated.”

Janet Reno, while serving as Attorney General of the United States from 1993 to 2001″


 

 

Anti-Money Laundry (AML) Analytics


The need to know who you are doing business with – to ensure those parties are operating in a lawful, compliant manner – is more urgent, more tightly regulated, and more complex than ever before.

Given the federal requirements of Anti-Money Laundering (AML) regulations, its crucial to be on your toes when implementing KYC procedures that go beyond the usual checklists. With  an emphasis on risk-based analysis, our anti-money laundering analytical services supplement your firm’s existing capabilities in identifying  potential high-risk transactions and customers.

DATA GOVERNANCE & ANALYTICS

  • Data Governance Framework Design & Implementation
  • Data Quality Framework Design & Implementation
  • Customer risk-scoring methodology design and implementation
  • AML systems architecture and data governance assessments
  • AML systems validation and tuning
  • Master data and Reference data management design and implementation
  • AML alert production testing and SAR regression analysis
  • Data Profiling
  • Data Quality Analysis

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AML RULES TESTING

  • Scenario Tuning
  • Alert Tuning
  • Acceptance Testing
  • Threshold analysis
  • Below the line testing
  • Above the line testing
  • Capacity Planning

 

 

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Reporting

  • Dash-boarding
  • Trend analysis
  • Operator Productivity
  • Rules Effectiveness

 

 

 

 

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Independent Model Validation

  • Customer Risk rating models
  • Suspicious Activity Detection models
  • Sanctions Filtering models Data
  • Customer segmentation
  • AML red flag gap analysis
  • Worst-case scenario analysis

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